regions bank chief compliance officer

Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Regions Investment Solutions is a marketing name of Cetera Investment Services. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. He is a member of Regions Executive Leadership Team. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Dana Nolan serves as the Head of Investor Relations at Regions. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. He leads the companys executive leadership team. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. He has held many leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region and led the integration process for the Mississippi/Louisiana markets during the Regions AmSouth merger. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. Chief Data and Analytics Officer. Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. Senior Executive Vice President May 27, 2022, 1:30 p.m. EDT 3 Min Read. She currently holds Series 79, Series 63 and Series 24 licenses. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Chief Compliance Officer (SAFS) Sterne Agee Aug 2004 - May 20061 year 10 months Birmingham, Alabama Area Compliance Officer SouthTrust Securities Nov 2001 - Aug 20042 years 10 months. Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Chief Operating Officer. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. Executive Vice President Peters holds a bachelors of science degree in Marketing from the University of Connecticut. David R. Keenan Chief Digital Officer. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. In 2006, he led the HR integration during the Regions/AmSouth merger. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. In addition, Nolan oversees competitive and strategic analysis. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Regions Investment Solutions is a marketing name of Cetera Investment Services. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. He began his career in information systems with McDonnell-Douglas. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Andrew Nix will join Regions as chief governance officer on March 17. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. In that role, she led a team of over 450 global professionals running critical compliance, trade, IP, labor, and transactional support for GE globally. Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. Advisory Services are offered through Cetera Investment Advisers LLC. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. Chief Administrative and Human Resources Officer. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. In this role, he oversees the banks human capital strategy, talent management, diversity and inclusion, compensation and benefits, HR operations and information systems, HR data and analytics, associate conduct, learning and development, corporate security and aviation. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Regions provides links to other websites merely and strictly for your convenience. Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. David Popwell President, Specialty Banking . David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Senior Executive Vice President By clicking the "Access Your Download" button, you are agreeing to the RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Most recently, Danella served as Head of Private Wealth Management. Smith is a member of the companys Executive Leadership Team. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Please refine your filters to display data. Senior Executive Vice President An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. He is responsible for 1,500+ facilities and workplace strategy. The LifeGreen color is a trademark of Regions Bank. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Design a human-centric compliance culture. Prior to assuming his current role, he. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Senior Executive Vice President Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. He is a member of the Regions Executive Leadership Team. He began his career at Crestar Mortgage. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. 8 a.m. 5 p.m. GMT Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. Gartner helps compliance officers transition confidently andsucceed faster. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. He also worked as a Credit Analyst, Commercial and Corporate banker and a Corporate Banking Executive for Central Alabama. About Regions Financial Corporation Privacy Policy. To ensure the most secure and best overall experience on our website, we recommend the latest versions of. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. Keenan has more than 25 years of human resources experience and has been in his current role since 2010. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Andrew Nix will join Regions as chief governance officer on March 17. Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. Senior Executive Vice President (Photo: Business Wire) February 09, 2021 09:00 AM Eastern Standard Time. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Embed controls to reduce risk in a hybrid work environment. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. In addition, he helped large banks build out their big data and data science roadmaps. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. Additionally, he served as a member of RMAs Regulatory Relations Committee. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. ET At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. He began his career in the Jackson, Mississippi office of Arthur Andersen. He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. Jeremy King | Senior Executive Vice President Member FDIC. Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Meet Andrew Nix. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Martha Raber He leads the company's Executive Leadership Team. At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. Chief Risk Officer . President and Chief Executive Officer of Regions Financial Corporation. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. Logan M. Pichel Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. She is a member of the companys Executive Leadership Team. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Senior Executive Vice President Prior to joining Regions in 2013, Martha served as Senior Portfolio Manager and Credit Risk Executive at KeyBank. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. All Rights Reserved. He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics. 2023Gartner, Inc. and/or its affiliates. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. He is also a member of the Southeastern Council of Foundations. He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. Senior Executive Vice President He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Internet Explorer presents a security risk. Find your next job opportunity near you & 1-Click Apply! Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Andrew Nix will join Regions as chief governance officer on March 17. Regions Bank is an Equal Housing Lender and Member FDIC. Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Bank compliance officers evaluate policies/procedures and ensure they . Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more.

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